4.5G

LTE-Advanced

LTE-Advanced (4.5G)

LTE-Advanced - 4.5G Evolution

LTE-Advanced is the evolution of LTE that meets IMT-Advanced requirements (true 4G). It was standardized in Rel-10 (2011), Rel-11 (2012), and Rel-12 (2014).

Key Features

LTE-Advanced introduced major enhancements:

  • Carrier Aggregation - combining multiple carriers for higher bandwidth
  • Enhanced MIMO - up to 8×8 DL, 4×4 UL
  • CoMP - Coordinated Multi-Point transmission
  • Relay Nodes - extending coverage
  • HetNets - Heterogeneous Networks with small cells

IMT-Advanced Requirements

Requirement IMT-Advanced LTE-A Capability
Peak DL 1 Gbps 3 Gbps (Rel-10)
Peak UL 500 Mbps 1.5 Gbps (Rel-10)
Bandwidth Up to 100 MHz Up to 100 MHz (5×20)
Spectral Eff. 15 bps/Hz DL 30 bps/Hz DL

📋 Specifications: TS 36.300 (E-UTRAN Overall), TR 36.913 (Requirements)


Carrier Aggregation

Carrier Aggregation (CA) is the flagship feature of LTE-Advanced - combining multiple component carriers (CCs). See the detailed glossary entry for evolution across releases.

Basic Concepts

Term Description
Component Carrier (CC) Individual LTE carrier (up to 20 MHz)
Primary Cell (PCell) Main serving cell, handles RRC/NAS
Secondary Cell (SCell) Additional capacity cells
Primary SCell (PSCell) Primary of Secondary Cell Group (Rel-12)

Aggregation Types

Type Description Example
Intra-band contiguous Adjacent CCs in same band B7: 20+20 MHz
Intra-band non-contiguous Same band, gap between CCs B7: 20+gap+20 MHz
Inter-band Different frequency bands B3 + B7

CA Combinations (Examples)

Combination Bands Max Bandwidth Max DL
CA_3A-7A B3 + B7 40 MHz 300 Mbps
CA_3A-3A-7A B3 + B3 + B7 60 MHz 450 Mbps
CA_1A-3A-7A-20A B1+B3+B7+B20 80 MHz 600 Mbps
CA_1A-3A-7A-7A-20A 5CC 100 MHz 750 Mbps

Evolution by Release

Release Max CCs Max Bandwidth Notes
Rel-10 5 CC 100 MHz Basic CA
Rel-11 5 CC 100 MHz Multiple timing advance
Rel-12 5 CC 100 MHz Dual Connectivity
Rel-13 32 CC 640 MHz License Assisted Access

📋 Specifications: TS 36.300 §5.5 (CA), TS 36.101 (UE RF)


Enhanced MIMO

LTE-Advanced extended MIMO capabilities significantly.

MIMO Configurations

Release Downlink Uplink Features
Rel-8 4×4 1×1 Basic MIMO
Rel-10 8×8 4×4 Enhanced MIMO
Rel-11 8×8 4×4 3D beamforming prep
Rel-12 8×8 4×4 FD-MIMO study

Transmission Modes (TM)

TM Name MIMO Use Case
TM1 Single antenna 1×1 Basic
TM2 Transmit diversity 2×1/4×1 Coverage
TM3 Open-loop SM 2×2/4×4 High mobility
TM4 Closed-loop SM 2×2/4×4 Low mobility, high throughput
TM7 Single-layer BF 1×1 Beamforming
TM8 Dual-layer BF 2×2 Rel-9, MU-MIMO
TM9 Up to 8-layer 8×8 Rel-10, full MIMO
TM10 Up to 8-layer 8×8 Rel-11, CoMP

MU-MIMO (Multi-User MIMO)

Serving multiple UEs on same time-frequency resources:

  • SU-MIMO: All layers to single UE
  • MU-MIMO: Layers split between UEs
  • Up to 4 UEs in Rel-10+

📋 Specifications: TS 36.213 (Physical Layer Procedures)


CoMP

Coordinated Multi-Point (CoMP) - coordinating transmission/reception across multiple cells. See the detailed glossary entry for evolution across releases.

CoMP Scenarios

Scenario Description
Scenario 1 Homogeneous, intra-site
Scenario 2 Homogeneous, high Tx power RRH
Scenario 3 Heterogeneous, macro + low power
Scenario 4 Heterogeneous, same cell ID

CoMP Techniques

Technique Description Benefit
DPS Dynamic Point Selection Interference reduction
DPB Dynamic Point Blanking Interference avoidance
JT Joint Transmission Increased signal strength
CS/CB Coordinated Scheduling/Beamforming Interference coordination
Technique Description
JR Joint Reception - multiple points receive
CS/CB Coordinated Scheduling

Backhaul Requirements

CoMP Type Latency Requirement Information Shared
CS/CB ~10ms Scheduling info
DPS ~10ms Scheduling + CSI
JT <1ms User data + CSI

📋 Specifications: TS 36.819 (CoMP Study), TS 36.300 §15 (CoMP)


Relay Nodes

Rel-10 introduced Layer 3 relays for coverage extension.

Relay Types

Type Backhaul Cell ID Transparent
Type 1 Wireless Own No (visible to UE)
Type 1a Wireless Own No, out-of-band BH
Type 1b Wireless Own No, antenna isolation
Type 2 Wireless Donor's Yes (invisible)

Type 1 Relay Architecture

UE ←→ Relay Node ←→ Donor eNodeB ←→ EPC
       (RN)           (DeNB)
  • Un interface: RN ↔ DeNB (wireless backhaul)
  • Uu interface: UE ↔ RN (access link)

Use Cases

  • Coverage holes
  • Cell edge performance
  • Temporary coverage (events)
  • Cost-effective deployment

📋 Specifications: TS 36.300 §4.7 (Relay), TS 36.806 (Relay Study)


HetNets

Heterogeneous Networks - mixing macro cells with small cells.

Node Types

Type Power Coverage Use Case
Macro 43-46 dBm 1-30 km Wide area
Micro 30-37 dBm 300m-2 km Urban hotspots
Pico 23-30 dBm 100-300m Indoor/outdoor capacity
Femto <23 dBm 10-50m Home/enterprise

Interference Management

eICIC (Enhanced ICIC) - Rel-10

Time-domain interference coordination:

  • ABS (Almost Blank Subframes) - macro reduces power
  • Protected subframes - small cell serves UEs

FeICIC (Further Enhanced) - Rel-11

  • CRS interference cancellation
  • Non-zero power ABS
  • Improved performance

Range Extension

Small cells can extend their range using:

  • Cell Range Expansion (CRE): +6 to +9 dB bias
  • Combined with eICIC/FeICIC for protection

📋 Specifications: TS 36.300 §16 (HetNets), TR 36.839 (HetNet Mobility)


Dual Connectivity

Rel-12 introduced Dual Connectivity - UE connects to two eNodeBs simultaneously. See the detailed glossary entry for evolution to EN-DC and 5G.

Architecture

          ┌─────────┐
          │   EPC   │
          └────┬────┘
               │ S1
        ┌──────┴──────┐
        │             │
   ┌────┴────┐   ┌────┴────┐
   │  MeNB   │───│  SeNB   │  X2
   └────┬────┘   └────┬────┘
        │             │
        └──────┬──────┘
               │
            ┌──┴──┐
            │ UE  │
            └─────┘

Key Concepts

Term Description
MeNB Master eNodeB - RRC anchor
SeNB Secondary eNodeB - additional capacity
MCG Master Cell Group
SCG Secondary Cell Group
Split Bearer Bearer split between MeNB/SeNB

Bearer Options

Option Description Data Path
MCG Bearer Only through MeNB S1 → MeNB → UE
SCG Bearer Only through SeNB S1 → SeNB → UE
Split Bearer Through both S1 → MeNB → MeNB/SeNB → UE

Benefits

  • Throughput: Aggregate from both nodes
  • Mobility: Reduced handover interruption
  • Offloading: Traffic steering flexibility

📋 Specifications: TS 36.300 §21 (Dual Connectivity)


D2D / ProSe

Device-to-Device communication, also called ProSe (Proximity Services) - Rel-12.

Use Cases

Category Application
Public Safety Emergency communication
Commercial Social discovery, gaming
Network Offload Direct UE-UE traffic

Operating Modes

Mode Coverage Description
In-coverage Both UEs Network coordinated
Partial One UE Relay through covered UE
Out-of-coverage None Autonomous (public safety)

D2D Channels

Channel Direction Purpose
PSDCH Sidelink Discovery messages
PSCCH Sidelink Control (scheduling)
PSSCH Sidelink Shared channel (data)

Resource Allocation

Mode Description
Mode 1 eNodeB scheduled
Mode 2 UE autonomous selection

📋 Specifications: TS 23.303 (ProSe Architecture), TS 36.300 §23 (Sidelink)


UE Categories

LTE-Advanced UE categories with Carrier Aggregation.

Rel-10 Categories

Category Max DL Max UL DL MIMO CA
Cat 6 300 Mbps 50 Mbps 2×2 or 4×4 2 CC
Cat 7 300 Mbps 100 Mbps 2×2 or 4×4 2 CC
Cat 8 3 Gbps 1.5 Gbps 8×8 5 CC

Rel-11/12 Categories

Category Max DL Max UL Features
Cat 9 450 Mbps 50 Mbps 3 CC CA
Cat 10 450 Mbps 100 Mbps 3 CC CA
Cat 11 600 Mbps 50 Mbps 4 CC CA
Cat 12 600 Mbps 100 Mbps 4 CC CA
Cat 13 390 Mbps 150 Mbps 64QAM UL
Cat 14 3.9 Gbps 1.5 Gbps 8×8 MIMO

📋 Specifications: TS 36.306 (UE Capabilities)


Frequency Bands

LTE-Advanced added new bands and CA combinations.

New Bands in Rel-10+

Band Frequency Mode Region Notes
B23 2000/2180 MHz FDD USA S-band
B30 2305/2350 MHz FDD USA WCS
B40 2300-2400 MHz TDD Global Expanded
B41 2496-2690 MHz TDD USA/China Large bandwidth
B42 3400-3600 MHz TDD Europe C-band
B43 3600-3800 MHz TDD Europe C-band
Region Combination Bands Typical Use
Europe CA_3A-7A 1800+2600 Common
Europe CA_3A-7A-20A +800 +coverage
USA CA_2A-4A PCS+AWS T-Mobile
USA CA_2A-4A-12A +700 +coverage
APAC CA_1A-3A 2100+1800 Common

📋 Specifications: TS 36.101 (UE RF Requirements)


Timeline

  • 2008 - LTE-Advanced study started (TR 36.913)
  • 2010 - Rel-10 frozen (first LTE-A)
  • 2010 - ITU recognizes LTE-A as IMT-Advanced
  • 2012 - Rel-11 frozen (CoMP, FeICIC)
  • 2013 - First commercial LTE-A (Korea, 150 Mbps CA)
  • 2014 - Rel-12 frozen (Dual Connectivity, D2D)
  • 2015 - 3CA deployments worldwide